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CBOE Stock Exchange
Non-CBOE Member


Steps to join CBSX for Non-CBOE Members:

  • Complete the Non-CBOE Member Permit Holder Application (below).
  • Provide the CBOE Membership Department with a copy of your organization's Operating Agreement/Articles of Incorporation, State Certificate of Formation and most recent financial statements along with the Permit Holder Application.
  • Each responsible person must submit a signed CBSX Individual Consent to Jurisdiction form (below). CBSX requires this form from the individual signing the application, if different from the Responsible Person.
  • Provide CBOE Membership with a completed Clearing Member Connectivity Guarantee (below).
  • The application fee for non-CBOE members is $1,000.


Permit Holder Application Non-CBOE Member Organization (PDF)
Permit Holder Application Non-CBOE Member Sole Proprietor (PDF)
Permit Holder - Individual Consent to Jurisdiction (PDF)
Clearing Member Connectivity Guarantee (PDF)
Clearing Member Give up Authorization and Guarantee (PDF)


Contacts:
Stan Leimer, Director
leimer@cboe.com
312-786-7299

Regina Millison, Manager
millison@cboe.com
312-786-7452




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