Steps to join CBSX for CBOE TPHs:
- Complete the Application for a CBOE TPH (below).
- CBOE Registration Services Department will obtain the U-4 for each designated responsible person, (Item 4 on the Application) unless the person is a Permit Holder of CBOE, and investigate the person. Each responsible person must also be fingerprinted. Contact CBOE Registration Services Department regarding the fingerprinting process.
- Provide CBOE Registration Services Department with a completed Clearing Connectivity Guarantee (below).
- Provide CBOE Trading Permit Department with a completed Clearing Member Connectivity Guarantee (below).
Individual Application for a CBOE TPH (PDF)
Organization Application for a CBOE TPH (PDF)
Permit Holder - Individual Consent to Jurisdiction (PDF) (This Step is not applicable if a signed CBOE Individual Consent to Jurisdiction form is on file with CBOE Trading Permits for one of these individuals.)
Clearing TPH Connectivity Guarantee (PDF)
Stan Leimer, Director
Regina Millison, Manager