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CBOE Stock Exchange
Membership
How to Join
CBOE Member
Non-CBOE Member
DPMs and RMMs
Sponsored Access
Regulatory
CBOE Member


Steps to join CBSX for CBOE Members:

  • Complete the Application for a CBOE Member (below).
  • CBOE Membership Department will obtain the U-4 for one designated responsible person, only if item 4 on the Application does not include a current Individual Member of CBOE. This responsible person must be fingerprinted. Contact CBOE Membership Department regarding the fingerprinting process.
  • Each responsible person must submit a signed CBSX Individual Consent to Jurisdiction form (below). CBSX requires this form from the individual signing the application, if different from the Responsible Person.
  • Provide CBOE Membership with a completed Clearing Member Connectivity Guarantee (below).


Individual Application for a CBOE Member (PDF)
Organization Application for a CBOE Member (PDF)
Permit Holder - Individual Consent to Jurisdiction (PDF) (This Step is not applicable if a signed CBOE Individual Consent to Jurisdiction form is on file with CBOE Membership for one of these individuals.)
Clearing Member Connectivity Guarantee (PDF)
Clearing Member Give up Authorization and Guarantee (PDF)


Contacts:
Stan Leimer, Director
leimer@cboe.com
312-786-7299

Regina Millison, Manager
millison@cboe.com
312-786-7452


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