Trading Permits

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CBOE Trading Permit Holders

Steps to join CBSX for CBOE TPHs:

  • Complete the Application for a CBOE TPH (below).
  • CBOE Registration Services Department will obtain the U-4 for each designated responsible person, (Item 4 on the Application) unless the person is a Permit Holder of CBOE, and investigate the person. Each responsible person must also be fingerprinted. Contact CBOE Registration Services Department regarding the fingerprinting process.
  • Provide CBOE Registration Services Department with a completed Clearing Connectivity Guarantee (below).
  • Provide CBOE Trading Permit Department with a completed Clearing Member Connectivity Guarantee (below).


Individual Application for a CBOE TPH (PDF)

Organization Application for a CBOE TPH (PDF)

Permit Holder - Individual Consent to Jurisdiction (PDF) (This Step is not applicable if a signed CBOE Individual Consent to Jurisdiction form is on file with CBOE Trading Permits for one of these individuals.)

Clearing TPH Connectivity Guarantee (PDF)





Contacts:
Stan Leimer, Director
leimer@cboe.com
312-786-7299

Regina Millison, Manager
millison@cboe.com
312-786-7452