Steps to join CBSX for CBOE TPHs:
- Complete the Application for a CBOE TPH (below).
- CBOE Registration Services Department will obtain the U-4 for each designated responsible person, (Item 4 on the Application) unless the person is a Permit Holder of CBOE, and investigate the person. Each responsible person must also be fingerprinted. Contact CBOE Registration Services Department regarding the fingerprinting process.
- Provide CBOE Registration Services Department with a completed Clearing Connectivity Guarantee (below).
- Provide CBOE Trading Permit Department with a completed Clearing Member Connectivity Guarantee (below).
Individual Application for a CBOE TPH (PDF)
Organization Application for a CBOE TPH (PDF)
Permit Holder - Individual Consent to Jurisdiction (PDF) (This Step is not applicable if a signed CBOE Individual Consent to Jurisdiction form is on file with CBOE Trading Permits for one of these individuals.)
Clearing TPH Connectivity Guarantee (PDF)
Clearing TPH Give up Authorization and Guarantee (PDF)
Contacts:
Stan Leimer, Director
leimer@cboe.com
312-786-7299
Regina Millison, Manager
millison@cboe.com
312-786-7452
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